com downloads the latest regulatory data from the SEC IAPD database. The Advantage of a Financial Professional. Information for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found in the IAPD database. com downloads the latest regulatory data from the SEC IAPD database. Disciplinary history. Also, contact your state securities regulator. The National Association of Personal Financial Advisors NAPFA is a professional association for fee-only financial advisors. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. This change resulted from a study released by SEC staff in January 2011 that included recommendations on improving investor access to investment adviser and broker-dealer registration information. This will provide information about the advisors qualifications, services, fee structures, disciplinary history, and more. " The SEC does not require companies that are raising less than 1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC. Please send any updates of your agency or associated individuals to iapdILparks. The top search results will probably lead you to marketing or profile information that the individual or firm posts, so you will need to dig further. You can use their search tools to find certified advisors in your area. -based financial advisors includes more than 17,000 firms across the country. Public Disclosure (IAPD) database for investment adviser firms and representativesso the reports contain the most currently available compliance data. Use the script included in this directory to extract results from the database (scraperdb. The IAPD database provides information about investment adviser firms registered with the SEC and most state-registered investment adviser firms. The IAPD database can be accessed through the Check Out Your Investment Professional search tool on Investor. Please contact our office at 877-345-4034 for more details about our investment advisor registration and compliance services. Get results. This website will also search FINRA&39;s BrokerCheck system and indicate whether an entity is a Brokerage firm. 31 jul 2020. , as per the address provided in the Form ADV. The IAPD database is a valuable resource for employers who are conducting pre-employment background checks on potential employees who will be. Each month, investor. -based financial advisors includes more than 17,000 firms across the country. For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data. Investors are strongly encouraged to use IAPD to check the background of representatives before deciding to conduct, or continue to conduct, business with them. 2 published on June 28, 2010 by the Investment Adviser Registration Depository (IARD), the Investment Adviser Public Disclosure (IAPD) database now allows users to search for investment adviser. Our searchable database of U. Securities and Exchange Commission (SEC) and offer individual account management and financial planning services. Each month, investor. This website will also search FINRA&39;s BrokerCheck system and indicate whether an entity is a Brokerage firm. What is IAPD (Investment Adviser Public Disclosure) IAPD is a database that contains information on investment adviser firms that register with the SEC or one or more states. com downloads the latest regulatory data from the SEC IAPD database. Eliminates paper filings. To localize our results for this list of the best financial advisors in Washington State, we exclusively looked at firms that met the above criteria and had their headquarters in Washington State. com downloads the latest regulatory data from the SEC IAPD database. The IPD covers over 4,500 diseases, procedures, symptoms and other health issues for incidence, prevalence, morbidity, mortality, comorbidity, treated or diagnosed rates, cost and much more for thousands of diseases, procedures. -based financial advisors includes more than 17,000 firms across the country. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. com downloads the latest regulatory data from the SEC IAPD database. Please be aware that fraudsters may link to Investment Adviser Public Disclosure website from phishing and similar scam websites, trying to steal your personal information or your money. Each month, investor. Part 2 of Form ADV. " If you find the individual on IAPD, click their name and click this button in the upper right side of the screen. Each month, investor. In order to preserve the integrity of our membership database, IAPD is changing the way that we acquire and update member information. Figure 1 shows one such actor modelling the facial expressions assigned to both. ADV and to upgrade the SECs IAPD database to accept such filings and to make them available over the internet. In todays digital age, data is king. Securities and Exchange Commission (SEC). Each month, investor. com downloads the latest regulatory data from the SEC IAPD database. Additional Information Sources Regarding SEC-Registered Investment Advisers. com downloads the latest regulatory data from the SEC IAPD database. Our searchable database of U. Investment advisers file Form ADV to register with the SEC andor the states. IAPD provides information on Investment Adviser firms regulated by the SEC andor state securities regulators. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. International Association of Paediatric Dentistry. Investors are strongly encouraged to use IAPD to check the background of representatives before deciding to conduct, or continue to conduct, business with them. org or call 217-523-4554. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in Minneapolis, as per the address provided in the Form ADV. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. Proposed changes include not only unifying BrokerCheck and the SECs IAPD system, but also divulging brokeradvisor test scores. IAPD also contains registration information filed with the states by individuals acting as investment adviser representatives, if they are required to. The IAPD Program provides information about both SEC- and state-registered investment adviser firms. You can view a SEC-registered investment adviser, SEC Exempt Reporting Adviser, or State-registered investment adviser&x27;s most recent Form ADV online by visiting the Investment Adviser Public Disclosure (IAPD) (www. Enter their name in our Investment Adviser Public Disclosure (IAPD) website to see if they&39;re registered. You can find registration status, background information (such as the firms business practices, fees, conflicts of interest, and disciplinary history, and an. Our searchable database of U. The Check Out Your Investment Professional search tool uses the SECs IAPD (Investment Adviser Public Disclosure) database as a one-stop shop to access certain information that SEC- and state-registered investment advisers are required to provide about their businesses and investment advisory representatives. You can view a SEC-registered investment adviser, SEC Exempt Reporting Adviser, or State-registered investment adviser's most recent Form ADV online by. In order to preserve the integrity of our membership database, IAPD is changing the way that we acquire and update member information. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. Each month, investor. The SEC typically regulates investment advisers that manage more than 100 million in assets. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in Los Angeles, as per the address provided in the Form ADV. If you need assistance with either your username andor password, please contact iapdilparks. Please contact our office at 877-345-4034 for more details about our investment advisor registration and compliance services. com downloads the most recent SEC IAPD regulatory data on more than 17,000 financial advisor firms, and then runs that data through our proprietary Trust Algorithm to generate a star rating for each firm, based on a number of. Created a database of state regulatory actions related to insurance and securities licensing for use when evaluating candidates for CFP certification. Each month, investor. Child; Databases, Factual; Dental Enamel Hypoplasia . These data sets consist of multiple tables that may need to be combined into a database or linked, depending on how the data will be used. In 2010, the SEC expanded the Investment Adviser Public Disclosure (IAPD) databasewhich had previously only included information on investment adviser firmsto include information on investment adviser representatives. 10 oct 2023. The IAPD database provides information about investment adviser firms registered with the SEC and most state-registered investment adviser firms. First, we collect all publicly accessible data made available by the Securities and Exchange Commission (SEC) IAPD Database. Boolean and advanced searching, including addresses Search by. Figure 1 shows one such actor modelling the facial expressions assigned to both. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. Try adding their name plus complaints or fraud. GEI Financial Services, Inc. Each month, investor. To localize our results for this list of the best financial advisors in Washington State, we exclusively looked at firms that met the above criteria and had their headquarters in Washington State. The IAPD database provides free information about investment advisor firms registered with the SEC and most state-registered investment advisor firms. The IAPD system is a joint project between the SEC, State Securities Regulators and the Financial Industry Regulatory Authority (FINRA). Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. com downloads the latest regulatory data from the SEC IAPD database. Each month, investor. For additional information about IAPD, please visit the IAPD website on SEC. Our searchable database of U. This data is then run through our proprietary Trust Algorithm to generate a star rating for each firm based on a variety of measures, including. The IAPD replaces the PAPD and the old APD for the legacy system all costs and tasks are rolled into the single IAPD document, broken out by Planning completed and on-going Development of the new system Operations and Maintenance (O&M) of the legacy system O&M for the future years of the new system. Firm data is then sorted and weighted individually based on its significance and the net impact on Americans. Each month, investor. Are you looking for information on investment adviser firms regulated by the SEC andor state securities regulators IAPD is a free online tool that lets you search for investment advisers by name, location, or keyword. In todays digital age, businesses are constantly looking for ways to streamline their operations and improve efficiency. IAPD PresidentCEO. Databases are needed to offer quick access to data, which makes the Internet a practical resource. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. Acting as banks, playing a role in financing the growing. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. To check the background of an Individual Broker or Brokerage firm, you can search for the firm or individual in IAPD. Check Securities Dealer or Agent Registration Status The Financial Industry Regulatory Authoritys BrokerCheck is a database that holds licensing and registration information for registered representatives and securities dealers and brokerage firms. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. Prior to the release, investment advisers and investment adviser . Looking for online definition of IAPD or what IAPD stands for IAPD is listed in the World's most authoritative dictionary of abbreviations and acronyms. What is included in a IAPD report. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. Investment Adviser Public Disclosure (IAPD), This search tool enables you to check out SEC- and state-registered investment adviser firms and the individuals who work for. What is included in a IAPD report. Investors are strongly encouraged to use IAPD to check the background of representatives before deciding to conduct, or continue to conduct, business with them. Our searchable database of U. If your search is successful, click on the link provided to view the available licensing and. Please enjoy clicking through our dynamic website for a comprehensive review of the wide array of opportunities available to help you soar to new heights of success. com downloads the latest regulatory data from the SEC IAPD database. com downloads the latest regulatory data from the SEC IAPD database. Securities and Exchange Commission (SEC). com downloads the latest regulatory data from the SEC IAPD database. For more information visit Investor. This website will also search FINRA's BrokerCheck system. -based financial advisors includes more than 17,000 firms across the country. Disclosure (IAPD) database to classify tax-sensitive ownership based on the clienteles of investment advisers that le a Form. A rare disorder is a disease or condition that affects fewer than 200,000 Americans. If your search is successful, click on the link provided to view the available licensing and registration information in FINRA's BrokerCheck website. May 21, 2014 May 21, 2014. Aug 10, 2023 The IAPD website is a searchable database of registered investment advisers, exempt reporting advisers, investment adviser representatives, broker-dealers, and mutual funds. com downloads the latest regulatory data from the SEC IAPD database. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. IAPD PresidentCEO. Each month, investor. You can find our firm&39;s registration by searching Derigo Capital Management or using its CRD 307571. Please be aware that fraudsters may link to Investment Adviser Public Disclosure website from phishing and similar scam websites, trying to steal your personal information or your money. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. registered, FINRA in 2012 unified the search returns for the IAPD and BrokerCheck databases. Each month, investor. Securities and Exchange Commission (SEC) and offer individual account management and financial planning services. Nov 16, 2023 You can view an SEC-registered investment adviser, SEC Exempt Reporting Adviser, or State-registered adviser&39;s most recent Form ADV online by clicking on the Investment Adviser Search link on the left navigation panel of this page. Most medium and large businesses rely on databases to store customer. Investors are strongly encouraged to use IAPD to check the background of representatives before deciding to conduct, or continue to conduct, business with them. In todays digital age, information is easily accessible at our fingertips. Our searchable database of U. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. Investment advisers file Form ADV to register with the SEC andor the states. com downloads the latest regulatory data from the SEC IAPD database. Our searchable database of U. Each month, investor. FINRA is the investment industrys self-regulatory organization and it maintains a searchable database of approximately 4,430 brokerage firms and 629,530 registered securities representatives. Each month, investor. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in Washington, D. Each month, investor. com downloads the latest regulatory data from the SEC IAPD database. What is the search tool How do I use the tool What information can I find using the tool Additional Resources on IAPD For Help Call the SEC&x27;s Office of Investor Education and Advocacy at (800) 732-0330 for help with using the search tool and IAPD. -based financial advisors includes more than 17,000 firms across the country. All dates on BD status come from FINRA BrokerCheck, while the SEC IAPD database and company announcements provided the information about their RIA and office of supervisory jurisdiction affiliation. -based financial advisors includes more than 17,000 firms across the country. , as per the address provided in the Form ADV. You can search for financial advisors in your area by using the SECs IAPD database and entering your ZIP code. Each month, investor. As an international keynote speaker at corporations, conferences, and universities, Rania shows success-minded men and women in the United States and emerging economies how to advance, work, and lead together. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in Grand Rapids, Mich. Check Securities Dealer or Agent Registration Status The Financial Industry Regulatory Authoritys BrokerCheck is a database that holds licensing and registration information for registered representatives and securities dealers and brokerage firms. The IAPD database is a valuable resource for employers who are conducting pre-employment background checks on potential employees who will be. -based financial advisors includes more than 17,000 firms across the country. A spreadsheet is used to keep track of data and do calculations, while a database is used to store information to be manipulated at a later time. Each month, investor. Not all states require. The Indian Affective Picture Database (IAPD) (Sharma and Bhushan, 2019) and the Karolinska Directed Emotional Faces (KDEF) (Lundqvist et al. The Investment Adviser Public Disclosure (IAPD) database contains registration documents filed by investment adviser firms that register electronically using the Investment Adviser Registration Depository (IARD). IAPD provides information on Investment Adviser firms regulated by the SEC andor state securities regulators. In recent years, businesses have increasingly turned to cloud computing to optimize their operations and improve efficiency. SEC IAPD search FINRA BrokerCheck Database. Figure 1 shows one such actor modelling the facial expressions assigned to both. Here's how If you are looking for plastics materials, an IAPD Distributor member can help Distributors will work with you to identify the right material for your needs. IAPD provides information on Investment Adviser firms regulated by the SEC andor state securities regulators. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in Washington, D. You can use their search tools to find certified advisors in your area. IAPD Report Troy A Domangue Section Title Report Summary Qualifications Registration and Employment History CRD 4577156 1 2 - 3. , 90 (full left profile), 45 (half left profile), 45 (half right profile) and. The SEC. -based financial advisors includes more than 17,000 firms across the country. What is included in a IAPD report. IPD Factsheet. Feb 21, 2012 In 2010, the SEC expanded the Investment Adviser Public Disclosure (IAPD) databasewhich had previously only included information on investment adviser firmsto include information on investment adviser representatives. The IAPD database provides public access to registration documents filed by SEC- and state-registered investment advisers. com downloads the latest regulatory data from the SEC IAPD database. Using IAPD. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. Each month, investor. Title Investor Bulletin What is IAPD (Investment Adviser Public Disclosure) The SECs Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors with a short overview of the SECs IAPD database. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. If your search is successful, click on the link provided to view the available licensing and. com downloads the latest regulatory data from the SEC IAPD database. Most common IAPD abbreviation full forms updated in October 2023. To localize our results for this list of the best financial advisors in San Diego, we exclusively looked at firms that met the above criteria and had their headquarters in San Diego, per the address. Proposed changes include not only unifying BrokerCheck and the SECs IAPD system, but also divulging brokeradvisor test scores. This website will also search FINRA&39;s BrokerCheck system and indicate whether an entity is a Brokerage firm. The IAPD database provides information about investment adviser firms registered with the SEC and most state-registered investment adviser firms. SEC Investment Adviser Public Disclosure (IAPD) Database Registered investment advisors (RIAs) and investment firms who manage over 100 million in assets must register with the U. IAPD provides information on Investment Adviser firms regulated by the SEC andor state securities regulators. The form consists of two parts, both of which are available to the public on the SECs Investment Adviser Public Disclosure (IAPD) website. The information about investment adviser representatives that appears on this. com downloads the latest regulatory data from the SEC IAPD database. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. Investors are strongly encouraged to use IAPD to check the background of representatives before deciding to conduct, or continue to conduct, business with them. The Advantage of a Financial Professional. Information for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found in the IAPD database. Investment advisers file Form ADV to register with the SEC andor the states. Each month, investor. 26 oct 2022. alexis sky sex tape, azur lane hentai
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com downloads the latest regulatory data from the SEC IAPD database. Created a database of state regulatory actions related to insurance and securities licensing for use when evaluating candidates for CFP&174; certification. Investment Adviser. The top search results will probably lead you to marketing or profile information that the individual or firm posts, so you will need to dig further. If you find the firm on IAPD, click on its name to view its Form ADV (the investment adviser registration form). "The IAPD Fly-In is an excellent opportunity to connect personally with key legislators regarding critical issues impacting our industry. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. com downloads the latest regulatory data from the SEC IAPD database. Rania is a global expert on the practical actions that men and women can take to accelerate their success. , as per the address provided in the Form ADV. Each month, investor. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. IAPD also contains information filed with the. To localize our results for this list of the best financial advisors in Washington State, we exclusively looked at firms that met the above criteria and had their headquarters in Washington State. com downloads the latest regulatory data from the SEC IAPD database. These fees fund user and system support as well as system enhancements for the IARD system to improve its effectiveness and efficiency and to make it. Each month, investor. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in San Jose, as per the address provided in the Form ADV. This website will also search FINRA's. If your search is successful, click on the link provided to view the available licensing and. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in Scottsdale, as per the address provided in the Form ADV. Investors are strongly encouraged to use IAPD to check the background of representatives before deciding to conduct, or continue to conduct, business with them. To localize our results for this list of the best financial advisors in San Diego, we exclusively looked at firms that met the above criteria and had their headquarters in San Diego, per the address. Rule 8312, amendments to the rule and notices related to U. Form U4 Information for Investment Adviser Reps Now Available Online to Public via IAPD June 29, 2010 Pursuant to Release 2010. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. For information about checking out the background of financial. Zip code databases are an essential tool for businesses and organizations that need to accurately track and analyze customer data. With the rise of online library databases, individuals can now access a wealth of knowledge from the comfort of their own homes. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. IAPD PresidentCEO. Meta-Analysis; Review; Systematic Review. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. Each month, investor. All of the firms considered are bound by fiduciary duty, registered with the U. Investment advisers file Form ADV to register with the SEC andor the states. Firm data is then sorted and weighted individually based on its significance and the net impact on Americans. You can find details on the vast majority of investment advisory firms that are licensed by your state in the IAPD database. State regulators are governed by their public. Each month, investor. -based financial advisors includes more than 17,000 firms across the country. If your search is "John Smith" and you didn't get the results you expected, please try "Smith John. Cumulatively, there are more than 7,000 rare diseases affecting more than 30 million Americans. Figure 1 shows one such actor modelling the facial expressions assigned to both. org to search for a local certified financial planner (CFP), who is also required to act as a fiduciary. Investment advisers file Form ADV to register with the SEC andor the states. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. The IAPD is managed by the U. Securities and Exchange Commission (SEC) and offer individual account management and financial planning services. com downloads the latest regulatory data from the SEC IAPD database. Each month, investor. IAPD PresidentCEO. IAPD PresidentCEO. Our searchable database of U. Welcome to the IARD TM website. The Internet Adult Film Database (IAFD) is an online database of information related to the pornography industry actors, actresses, directors, studios, distributors and pornographic movies in the United States. -based financial advisors includes more than 17,000 firms across the country. For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data. With the great support of IAPD leadership, we were able to create an intensive itinerary that maximized our exposure and ensured that our message was clearly articulated to a maximum number of elected officials. The Form D serves as a. Welcome to the IARD TM website. IAPD also contains registration information filed with the states by individuals acting as investment adviser representatives, if. Form ADV Part 2 brochures are available below in. State regulators are governed by their public. To localize our results for this list of the best financial advisors in Portland, we exclusively looked at firms that met the above criteria and had their headquarters in Portland, per the address. The IPD covers over 4,500 diseases, procedures, symptoms and other health issues for incidence, prevalence, morbidity, mortality, comorbidity, treated or diagnosed rates, cost and much more for thousands of diseases, procedures. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. com downloads the latest regulatory data from the SEC IAPD database. Search your investment professional&39;s background. Then we filter for data points that are incorporated into the Trust Algorithm. GEI Financial Services, Inc. This website will also search FINRA&39;s BrokerCheck system and indicate whether an entity is a Brokerage firm. The Investment Adviser Public Disclosure (IAPD) database allows public users to search for investment adviser representatives. All of the firms considered are bound by fiduciary duty, registered with the U. To localize our results for this list, we exclusively looked at firms that met the above criteria and had their headquarters in Richmond, as per the address provided in the Form ADV. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. You can also view their Form ADV, which contains important information about their business, services, fees, and conflicts of interest. com downloads the latest regulatory data from the SEC IAPD database. Developed a process to review the BrokerCheck and IAPD databases on a regular basis to obtain reports that identify new disclosure information related to CFP professionals. Our searchable database of U. There are also the disciplinary records of 175,000 individual financial advisors. This website will also search FINRA&39;s BrokerCheck system and indicate whether an entity is a Brokerage firm. Finally, the IDX Dynamic Innovation ETF DYNI) is, like GHMS, an ETF -of-ETFs. Securities and Exchange Commission (SEC) and offer individual account management and financial planning services. If your search is successful, click on the link provided to view the available licensing and. Each month, investor. May 21, 2014. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. You can search for an Investment Adviser firm on this website and view the registration or reporting form ("Form ADV") that the adviser filed. Modified May 24, 2023 Do you know who you are investing with. com downloads the latest regulatory data from the SEC IAPD database. Information used for our methodology criteria is taken directly from each firms most recent Form ADV filing and brochure, found on the IAPD database. This website will also search FINRA&39;s BrokerCheck system and indicate whether an entity is a Brokerage firm. Developed a process to review the BrokerCheck and IAPD databases on a regular basis to obtain reports that identify new disclosure information related to CFP professionals. IARD is an electronic filing system that facilitates investment adviser registration, exempt reporting adviser filing, regulatory review, and the public. Each month, investor. The first step should be to do a Google search on the broker or adviser in question. With the great support of IAPD leadership, we were able to create an intensive itinerary that maximized our exposure and ensured that our message was clearly articulated to a maximum number of elected officials. com downloads the latest regulatory data from the SEC IAPD database. Just select "Distributor" under "Member. IAPD PresidentCEO. Please contact our office at 877-345-4034 for more details about our investment advisor registration and compliance services. IAPD Information About Representatives IAPD offers information on all current-and many former representatives. This website will also search FINRA&39;s BrokerCheck system and indicate whether an entity is a Brokerage firm. IAPD Report CARMEN GUY CERCONE Section Title Report Summary Qualifications Registration and Employment History CRD 1055386 1 2 - 5. Make sure you know who youre dealing with when investing, and contact FINRA with any concerns. All of the firms considered are bound by fiduciary duty, registered with the U. . javtub